VP - Internal Audit IT Issue Management

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About the Role

Position Title   :    IT Internal Audit-Isses Management

Corporate Title: Vice President, Internal Audit

Reporting to    : Director

Location          : MGS - Bengaluru                 

Job Profile

Position details / Job summary:

The VP within Internal Audit is responsible for supporting independent, objective assurance and consulting activities designed to evaluate and assess the effectiveness of the Bank’s governance, risk management and control processes specifically around Audit identified technology issues.  This role includes, but is not limited to, independently owning the successful execution of issues validation, reporting, risk evaluation and ongoing monitoring of issue status and health as well as overseeing a location-based issue portfolio. The VP also helps establish direction for staff/consultants on more complex audit validation activities and project deliverables across the organization.

Roles and Responsibilities

The position is primarily responsible for issue validation based on a portfolio of issues stemming from Audits with Technology scope. This includes supervision of the execution of assigned issues and ensuring test step development, risk assessment of controls implemented, validation of remedial activities and reporting to senior management. You are responsible for internal stakeholder management and the supervision of and accountability for the quality of and judgment calls in audit work. We are searching for experienced Auditors with banking/financial services experience to join the team responsible for validating Technology identified issues. The role will also provide ongoing feedback to the Audit Director throughout each issue validation cycle and escalate any related concerns related to execution of issue validation to the Audit Director. Act as an on-site team lead to junior team members on technology issue validation related topics as well as audit methodology requirements.

Education, Licensure, Year of Experience (and type of work experience):

• A bachelor’s degree, preferably in Computer Science, Accounting, Finance, Business Administration or related business discipline at an accredited college or university.
• Professional auditing certifications, such as the CIA, CPA, CISSP, are required.
• Advanced degree preferred.

Skills and Experience:

• 7 to 10 years of internal or external audit or risk management experience required, with focus in IT Auditing or Technology First or Second Line Risk and control role.
• Experience relating to auditing information systems required (previous 5 years must be in this domain with supervisory role within the last 3 years).
• Exposure to the financial industry and related markets required.
• Familiarity with risk assessment, audit methodology, and execution.
• Familiarity with Industry Guidelines / Practices (FFIEC, NIST CSF, COBIT, COSO, etc.).
• Demonstrated proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.)
• Excellent written and verbal communication skills.
• Good time management, problem-solving, and analytical skills.
• Ability to work independently with limited required direction and guidance.
• Ability to work on simultaneous projects and teams.
• Ability to respond to internal requests for support and assistance in a prompt and professional manner.
• Team oriented individuals.
• Ability to work in a confidential manner due to access to information of a sensitive nature.
• Maintain personal and professional competency through appropriate participation in professional organizations and continuing education opportunities.
• Assign and review the work of audit team members for assigned issue engagements in coordination with Audit Director
• Familiarity with one or more of the following areas is highly desirable:
  IP networks infrastructure (network topology, switches, routers, firewalls, intrusion detection / prevention) Windows active directory (policies, structure, elements)
  Databases (SQL, Oracle, DB2, monitoring tools)
  Mobile technologies (data leakage prevention, BYOD security)
  Cloud Computing
  Standards / Frameworks such as (CoBIT 5, ITIL, ISO 15504, ISO 20000, ISO 27000, ISO 31000, ISO 38500, NIST series 800 guidance)
• Employs strong critical thinking skills to identify pragmatic recommendations within an evolving and increasingly complex regulatory and risk management environment.

Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.