Lead Audit and Regulatory IT Risk Specialist

This role supports Audit, Regulatory and Operational risk compliance within Wealth Management Technology (WMT). 
Individual contributor with expert understanding of audit methodology, general computing controls (e.g. logical access, patch and configuration management, change & incident management, etc.) and expert communication skills, acting as the single point of contact for internal/external audit engagements and regulatory requests for WMT. Services provided cover audit &regulatory response, risk & compliance exposure reporting, risk advisory & awareness, and IT & operational risk analysis

What will you do?

• Lead WMT engagement of periodic audits and regulatory exams, working closely with stakeholders to ensure evidence is submitted on time and that management has an early indication of potential issues
• Lead WMT engagement of annual Wealth Management internal audit plan, working closely with stakeholders to ensure evidence is submitted on time and that management has an early indication of potential issues
• Lead preparation of periodic regulatory presentations and contribute to presentation execution
• Lead and execute the review of applications across WTM to determine their SOC1, SOX and/or Crown Jewel applicability
• Contribute to relationship building with audit partners
• Contribute to execution of risk and control self-assessments for WMT

What do you need to succeed?

Must-have

• Expert knowledge of general computing controls (e.g. logical access, patch & configuration management, change & incident management, etc.)
• Expert communication (verbal and written) skills, including strong appreciation of relationship management
• Strong knowledge of the global financial regulatory landscape (e.g. OSFI, FRB, NYDFS, FINRA, OCC)
• Strong knowledge in IT and operational risk management processes, methods and tools
• Demonstrable technical knowledge and experience covering the operating systems (e.g. Unix, Windows, zOS) and database systems (e.g. Oracle, SQL Server, Sybase, DB2)
• CISA or CRISC Certifications

Nice-to-have

• CISSP certification
• CCSP or CCSK Certifications or demonstrable knowledge
• Knowledge of GRC tools (e.g. ServiceNow, Archer)

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses and flexible benefits and competitive compensation

• Leaders who support your development through coaching and mentoring opportunities

• Opportunity to make a difference and lasting impact

• Work in a dynamic, collaborative, progressive, and high-performing team

• Challenging work: You will make a difference

• Opportunity to take on progressively greater responsibilities 

#LI-POST

Job Skills

Application Security, Application Security, Audit Engagements, Audit Methodology, Critical Thinking, Cybersecurity, Decision Making, Detail-Oriented, External Audit, Information Security, Information Security Management, Information Technology (IT) Risk, Information Technology (IT) Risk Management, Information Technology Security, Internal Auditing, Interpersonal Relationship Management, IT Risk Analysis, IT Risk Assessments, IT Security Architecture, Operational Risks, Operation Risk Management, Oracle Database, Performance Management (PM), Relationship Building, Relationship Management {+ 1 more}

Additional Job Details

RBC CENTRE, 155 WELLINGTON ST W:TORONTOTorontoCanada37.5Full timeTECHNOLOGY AND OPERATIONSRegularSalaried2026-09-162026-10-02

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.