Compliance Analyst - Surveillance
Macquarie Group · Manila, Philippines · 1mo ago
Mid levelOn-siteRisk & Compliance
Join our Surveillance Team, which is part of our Risk Management Group, and provides business surveillance to Macquarie's operating businesses and support groups.
We are a global financial services group operating in 30 markets with 57 years of unbroken profitability. At Macquarie, you’re empowered to shape a career that is fulfilling and creates value. You will bring your insights and expertise to the task at hand and feel supported as you make your own kind of impact for a better future.
You will be responsible for undertaking Trade, Electronic Communications and Voice surveillance to assist the Global Surveillance team with the day-to-day review and analysis of firm activity, including relevant trades (firm, client and employee), electronic and voice communications to identify patterns and behaviours indicating market abuse and misconduct.
You will also be required to manage the daily/weekly volume of alerts and escalate matters of interest and follow up issues to a successful conclusion. In addition, you will work with local and Global Surveillance teams to improve the quality of alerts generated and remove "false positive" findings.
- A degree in Business, Finance, Economics or similar
- Relevant experience in a compliance or regulatory role with a focus on detection and review of potential risks, especially market abuse and manipulation, is an advantage
- Analytical and investigative mindset
- High attention to detail with the ability to interpret complex verbal information
- Strong written and verbal communication skills.
We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.
At Macquarie, you’re empowered to shape a career that’s rewarding in all the ways that matter most to you. Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include:- 1 wellbeing leave day per year
- 20 weeks’ paid parental leave for primary caregivers along with 12 days of paid transition leave upon return to work and 6 weeks’ paid leave for secondary caregivers
- 5 days carers leave of immediate family members on top of annual leave
- 2 days of paid volunteer leave and donation matching
- Voluntary parental medical insurance plan for married employees
- Wellbeing benefits, sessions and events to support your physical, mental and financial wellbeing, including a comprehensive medical and life insurance cover
- Access to our Employee Assistance Program, a robust behavioural health network with counselling and coaching services
- Access to a wide range of learning and development opportunities, including reimbursement for professional membership or subscription
- Hybrid and flexible working arrangements, dependent on role
- Reimbursement for work from home equipment
Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, market risk, operational risk, aggregate risk and prudential, and central.
We are committed to providing an inclusive environment for all, where different experiences, skills and perspectives are valued and respected. Macquarie provides access to opportunities for all individuals regardless of race, colour, religion, sex, sexual orientation, national origin, age, disability, protected veteran status, genetic information, marital status, gender identity or any other characteristic or circumstance.We provide reasonable adjustments to individuals who may need support during the recruitment process and employment. If you require an adjustment, please let us know during the application process.