Manager, Compliance - Macquarie Capital
Macquarie Group · Seoul, South Korea · 2mo ago
ManagerOn-siteRisk & Compliance
Join our Compliance team, which sits within the Risk Management Group and provides independent oversight to help ensure risks are identified and managed effectively across our organisation. We support the Macquarie Capital business in Korea and work closely with regional and global colleagues to deliver consistent compliance outcomes.
We are a global financial services group operating in 30 markets with 57 years of unbroken profitability. At Macquarie, you’re empowered to shape a career that is fulfilling and creates value. You will bring your insights and expertise to the task at hand and feel supported as you make your own kind of impact for a better future.
You will provide compliance advice, monitoring and oversight to support our business. Working closely with front office teams, you will respond to regulatory enquiries, conduct monitoring and control reviews, and help maintain policies, procedures and training programmes. You will also contribute to regional projects and support the ongoing strengthening of our control environment.
- Demonstrated experience in Compliance within the financial services industry
- Experience in regulated cash equities markets, with a strong understanding of regulatory requirements and market rules administered by KRX, FSS and KOFIA
- Hands-on experience in regulatory reporting and filings within financial investment firms
- Experience conducting compliance monitoring and surveillance, including employee personal account dealing reviews and gifts and entertainment reviews
- Ability to work effectively with regional and offshore Compliance teams
- Experience in managing, coordinating and maintaining compliance training programs and awareness initiatives for employees.
We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.
Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, market risk, operational risk, aggregate risk and prudential, and central.
We are committed to providing an inclusive environment for all, where different experiences, skills and perspectives are valued and respected. Macquarie provides access to opportunities for all individuals regardless of race, colour, religion, sex, sexual orientation, national origin, age, disability, protected veteran status, genetic information, marital status, gender identity or any other characteristic or circumstance.We provide reasonable adjustments to individuals who may need support during the recruitment process and employment. If you require an adjustment, please let us know during the application process.