Intern 2027 - Wealth Advisory Group

Where Ambition Meets Innovation

Build a career that matches all your initiative with an impressive dose of innovation. Fromcutting-edgeresources and a collaborative environment to the freedom to make an impact and more,you’llfind the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.

Job Overview:

Join our Wealth Advisors Group Team as a Summer Intern, providing essential support to our LPL corporate employee advisors and support professionals. This program is designed to provide comprehensive learning experience in a team-based call center environment that delivers investment advice and guidance over the phone.You'llbe challenged with passing the Securities Industry Essentials (SIE) exam while working on key initiatives to help the Wealth Advisors Group deliver a world-class client experience.The ideal candidate should be local to the Tempe office during the time of the internship and will work on a hybrid schedule. (3 days in the office)

Responsibilities:

• Shadowfinancial advisors & the operations team to gain a better understanding of the industry and learn best practices

• Attend advice delivery training focused on preparation forinitialentry as a financial advisor

• Prepare for and work towards passing the Securities Industry Essentials (SIE) exam

• Assistwith client communication, including scheduling meetings and preparing presentations

• Report on industry trends, market conditions, and financial regulations to support the team

• Participate in team meetings and contribute ideas for improving client service processes

• Support the completion of key IFS projects and initiatives

• Support the IFS team byparticipatingin client outreach campaigns

• Provide general administrative support to the Financial Advisors and support professionals

What are we looking for?

We’relooking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidatespursue greatness,act with integrity, and aredriven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where wewin togetherandcreate and share joyin our work.

Requirements:

• Currently enrolled in an Undergraduate degree program with an expected graduation date of December 2027or May 2028

• 3.0 GPA Minimum

• Offer is contingent upon successful background screening and agreement to be local to the Tempe office- Selected candidates willoperateout of the office working on a hybrid schedule (2-3 days in office)

Core Competencies:

• Organization andstrong communicationskills (verbal and written)

• Proficiencywith Microsoft Office products (Excel, Word, PowerPoint, and Outlook) and Salesforce (CRM)

• Goal-oriented mindset with an eagerness to learn.

Preferences:

• SIE is preferred or strongly encouraged to have completed before start date 

• Telephone service/ client relationship management skills 

• Prior financial tele-sales, trading or call center service experience 

• Previous experience as financial advisor or delivering advice and guidance to retail clients 

• Basic understanding of financial planning concepts, investment markets, and account types 

• Entrepreneurial mind set, self-starter and quickly adapt to a fast-paced environment 

• Proficient in Microsoft Office and web-based applications 

• Ability to assist customers in call center environment while accessing data via multiple PC lookup applications. Must have excellent PC and data input skills 

Summer Internship Schedule:

• Full - time position for 10 weeks in the summer of 2027; Monday through Friday, working 40 hours a week during business operating hours. 

• Internship dates: 6/1/2027 – 8/6/2027 

PLEASE NOTE: This role follows a priority application approach.Candidates who apply by this date will receive priority consideration, and weanticipatethat most hiring decisions will be made following the priority application date. Candidates are encouraged to apply early, as applications will be reviewed on a rolling basis.

Priority Application Date: September 21 at 11:59 PM PST

Disclaimer for international students:

• At this time, for our early career program positions, we’re unable to consider candidates who require sponsorship now or in the future. For other positions, within LPL it will depend on the specific position.

• You will be responsible for obtaining and providing toLPLthe required I-9 documentation as part of our onboarding process.

• Positions offered are for full-time work at 40 hours per week.

• Please consult your Designated School Official to confirm your eligibility with your school ability prior to applying.