UniCredit INVEST, Junior Delegation Oversight
UniCredit · Luxembourg · 4d ago
Entry level / GraduateOn-siteRisk & Compliance
Key Responsibilities:
· Initial and ongoing due diligences on service providers across multiple fund structures and jurisdictions.
· Perform ongoing monitoring through KPIs, onsite visite, service level reviews.
· Participate in risk assessments related to delegated functions.
· Prepare dedicated analyses and assessments on several topics (ISAE reports, company corporate events, KPIS,…)
· Monitor delegated activities against established service level agreements (SLAs), and Operating memorandum
· Escalate identified issues, incidents, breaches or operational weaknesses to senior team members.
· Trigger AML / KYC controls on counterparts
· Prepare meeting materials, presentations and minutes for internal committees and governance bodies.
· Contribute to the maintenance and enhancement of the delegation oversight framework, policies and procedures.
· Set up distribution network for new funds and counterparts
· Coordinate information requests and follow-up actions with service providers and internal stakeholders.
· Support the tracking and remediation of findings arising from audits, compliance reviews or regulatory inspections.
· Maintain accurate records and documentation supporting oversight activities.
· Collaborate with Compliance, Risk Management, Operations and Conducting Officers on oversight-related matters.
· Contribute to management reporting and preparation of regulatory submissions where required.
· Assist with ad hoc projects related to governance, operational efficiency and regulatory initiatives