Manager - Compliance (PMS)
Groww · Bangalore, India · 23h ago
ManagerOn-siteRisk & Compliance
About Groww:
We are a passionate group of people focused on making financial services accessible to every Indian through a multi-product platform. Each day, we help millions of customers take charge of their financial journey. Customer obsession is in our DNA. Every product, every design, every algorithm down to the tiniest detail is executed keeping the customers’ needs and convenience in mind. Our people are our greatest strength. Everyone at Groww is driven by ownership, customer-centricity, integrity and the passion to constantly challenge the status quo.
Are you as passionate about defying conventions and creating something extraordinary as we are? Let’s chat.
Our Vision
Every individual deserves the knowledge, tools, and confidence to make informed financial decisions. At Groww, we are making sure every Indian feels empowered to do so through a cutting-edge multi-product platform offering a variety of financial services. Our long-term vision is to become the trusted financial partner for millions of Indians.
Our Values
Our culture enables us to be what we are — India’s fastest-growing financial services company. It fosters an environment where collaboration, transparency, and open communication take center-stage and hierarchies fade away. There is space for every individual to be themselves and feel motivated to bring their best to the table, as well as craft a promising career for themselves.
The values that form our foundation are:
- Radical customer centricity
- Ownership-driven culture
- Keeping everything simple
- Long-term thinking
- Complete transparency
Key Responsibilities
- PMS Compliance: Ensure compliance with applicable PMS regulations, including onboarding, online offerings, approval workflows, advertising, segregation of activities, and monitoring of investment and operational compliance.
- Wealth Management Compliance: Manage compliance requirements related to the distribution of financial products and wealth management services.
- Digital Compliance: Oversee compliance for app- and web-based offerings, including the Digital Personal Data Protection (DPDP) framework and other applicable regulations.
- Risk & Internal Audit: Monitor the establishment and functioning of Risk Control and Internal Audit functions, ensuring effective regulatory checks and controls.
- AML & Surveillance: Manage Anti-Money Laundering (AML) compliance, transaction surveillance, and related monitoring activities.
Qualifications
- CA / CS / MBA or equivalent professional qualification.
Experience
- 4-5 years of relevant experience in the securities market, preferably in Asset Management or Portfolio Management Services (PMS).
- Strong understanding of applicable regulatory frameworks, compliance monitoring, and risk control processes.