Analyst, Global Compliance Regulatory Change
Northern Trust · Manila, Philippines · 2mo ago
About Northern Trust
As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world’s most successful individuals, families, corporations and institutions.
Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide.
With more than 135 years of financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.
Major Duties:
Reviews internal/external regulatory change notifications from Global regulators for initial determination of applicability, rationalization, and to assign next steps
Communicates with stakeholders to facilitate information flow, assign next steps, and document rationale
Manages impact assessment process, which includes assignment, review, and reporting; provides due diligence oversight of global impact assessment process.
Compiles and maintains project tracking for Compliance governance committee reporting and to identify/escalate issues
Contributes to the maintenance of internal regulatory inventory as it pertains to regulatory change
General support of the internal Compliance Management application that facilitates regulatory change, including maintaining training materials and recommending procedural/system changes, and support of the larger enterprise regulatory change framework
Works on special projects, advise on and implement process efficiencies
Gathers and analyzes data to identify and solve complex problems that arise with little or no precedent
Impacts own team and other teams whose work activities are closely related; suggests improvements to existing processes and solutions to improve the efficiency of the team
Knowledge:
Familiarity with law and regulation hierarchy/structure and global regulators, with interest in continued development
Comfort managing a large amount of data that would translate to oversight of a regulatory inventory and related processes
Experience using an array of applications including Excel, database, and reporting applications (automated workflow familiarity a plus) with the ability to continue to improve and refine skills independently
Analytical and communication skills required to analyze and summarize information
Flexibility and organizational skills required to address a variety of tasks and coordinate multiple compliance activities
Process efficiency comprehension, collaborative nature, and advanced attention to detail
Requires advanced or specialized skills and expertise in a range of processes, procedures and systems
Understands how related teams coordinate their efforts and resources to achieve objectives
Exchanged ideas and information effectively with others outside of own team and evaluates and communicates unusual and/or complex content in a clear manner
Experience:
A College or University degree and/or relevant proven work experience is required
3-5 years related experience
Working with Us
As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve.
Philanthropy is deeply rooted in Northern Trust’s history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities.
Reasonable Accommodation
Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com, or alternatively you can discuss your individual requirements with the recruiter you are working with.
About Our Manila Office
The Northern Trust Manila office celebrated a decade of excellence in 2024. Through agility, resiliency, innovation, and excellence, they have evolved into a dynamic hub with diverse capabilities and a thriving workforce of over 1,200 - driving meaningful impact and sustainable growth. Learn more.